National Futures Association

Results: 306



#Item
61Financial markets / Financial system / Commodity Futures Trading Commission / National Futures Association / Commodity Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity pool / Futures contract / Securities regulation in the United States / Financial economics / Commodities market / Finance

Microsoft Word - Draft letter on 4 5 proposal[removed]_2_

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Source URL: www.ici.org

Language: English
62Commodities market / Financial regulation / Commodity Futures Trading Commission / Futures contract / Customer Identification Program / National Futures Association / U.S. Futures Exchange / Financial economics / Financial system / Finance

JAC Regulatory Update[removed]CFTC Regulation 1.25 Amendments – Investment of Customer Funds Page 2

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:39:37
63Financial system / Business / Commodity Futures Trading Commission / Commodity Pool Operator / Commodity Exchange Act / Commodity pool / Futures contract / National Futures Association / Commodity market / Commodities market / Financial economics / Financial markets

Microsoft Word - 12_commod_inv_hist_rule4.5--.doc

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Source URL: www.ici.org

Language: English
64Commodities market / Investment / Futures contract / Commodity Futures Trading Commission / National Futures Association / Futures exchange / Short / Commodity Pool Operator / MF Global / Financial economics / Financial markets / Finance

1 Initial Ethics Training Please scroll through this course. No tests, no timers, no downloads. Move your mouse pointer to the arrow at the bottom of the vertical, narrow scroll bar at the right of this page. Left click

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Source URL: www.walshagencyinc.com

Language: English - Date: 2014-10-04 20:20:57
65Financial markets / Financial system / Commodity Futures Trading Commission / National Futures Association / Commodity Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity pool / Futures contract / Securities regulation in the United States / Financial economics / Commodities market / Finance

Microsoft Word - Draft letter on 4 5 proposal[removed]_2_

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Source URL: www.ici.org

Language: English
66Economy of the United States / National Futures Association / Chicago Board Options Exchange / Financial economics / Financial system / Self-regulatory organizations / Commodity Futures Trading Commission / IntercontinentalExchange

Joint Audit Committee Members Organization Representative(s) Contact Numbers CBOE Futures Exchange, LLC 440 South LaSalle Street Chicago, IL 60605 Lawrence J. Bresnahan Vice President, Member Firm Regulation

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:26
67Finance / Financial system / United States Securities and Exchange Commission / United States securities law / Commodity Futures Trading Commission / Commodity Futures Modernization Act / National Futures Association / Securities Exchange Act / Futures contract / Financial economics / Commodities market / 73rd United States Congress

Registration and Proficiency Issues Concerning Security Futures Products A Presentation by Kathryn Camp

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Source URL: www.nfa.futures.org

Language: English - Date: 2009-06-22 13:29:55
68Financial system / Finance / Commodities market / Stock market / Best execution / Futures contract / Short / National Futures Association / Order / Financial economics / Financial regulation / Financial markets

Security Futures Products Trading and Execution Issues A Presentation by Regina Thoele Associate Director of Compliance National Futures Association

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Source URL: www.nfa.futures.org

Language: English - Date: 2009-06-22 13:29:55
69Financial system / Finance / National Futures Association / Commodity Futures Trading Commission / Commodity Exchange Act / Futures contract / Financial markets / Financial economics / Commodities market

December 1, 2014 Via Federal Express Mr. Christopher J. Kirkpatrick Secretary Office of the Secretariat

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Source URL: www.nfa.futures.org

Language: English - Date: 2014-12-16 14:53:09
70Investment / Commodity Futures Trading Commission / Commodity Pool Operator / Commodity pool / National Futures Association / Futures contract / MF Global / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Financial economics / Commodities market / Finance

MANAGED FUNDS ASSOCIATION WRITTEN STATEMENT OF ADAM COOPER

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Source URL: www.managedfunds.org

Language: English
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